March 3, 2011
CRAIG N. W. REYNOLDS, PLAINTIFF,
v.
MICHAEL J. ASTRUE, COMMISSIONER, SOCIAL SECURITY ADMINISTRATION, DEFENDANT.
The opinion of the court was delivered by: Stewart, Magistrate Judge:
OPINION AND ORDER
INTRODUCTION
Plaintiff, Craig N. W. Reynolds ("Reynolds"), seeks judicial review of the final
decision by the Social Security Commissioner ("Commissioner") denying his
application for Disability Insurance Benefits ("DIB") under Title II of the
Social Security Act ("SSA"), 42 USC §§ 401-33. This court has jurisdiction to
review the Commissioner's decision pursuant to 42 USC § 405(g). All parties have
consented to allow a Magistrate Judge to enter final orders and judgment in this
case in accordance with FRCP 73 and 28 USC § 636(c). For the reasons set forth
below, the Commissioner's decision is reversed and this case is remanded for the
calculation and payment of benefits.
ADMINISTRATIVE HISTORY
Reynolds applied for DIB on March 17, 2003, alleging a disability onset date of May 1, 1990.*fn1 Tr. 53-58.*fn2 His date last insured ("DLI") was March 31, 1998. Tr. 61, 387, 440. Therefore, to recover DIB, Reynolds must establish that he suffered from a disability prior to March 31, 1998.
After his application was denied both initially and on reconsideration (Tr.
28-32, 34-36), Reynolds requested a hearing before an Administrative Law Judge
("ALJ"). On December 6, 2005, ALJ Dan R.
Hyatt presided over a hearing at which Reynolds, one of his younger
brothers, Allen Reynolds, and a vocational expert ("VE"), Rosalyn Kliot,
appeared and testified. Tr. 346-70. ALJ Hyatt issued a decision denying benefits
on December 23, 2005. Tr. 397-406.
On May 5, 2006, the Appeals Council denied Reynolds' request for review, making
ALJ Hyatt's decision the Commissioner's final decision. Tr. 5-8. Reynolds filed
a request for judicial review with this court. Reynolds v. Astrue, Case No.
06-CV-827-MA. On June 25, 2007, based on the stipulation of the parties, this
court remanded this case for further administrative proceedings. Tr. 415-16.
On December 14, 2007, ALJ Linda Haack presided over a second hearing at which
Reynolds and his brother again testified, as did an independent medical expert
("IME"), David Rullman, M.D., and a second VE, Kay Wise. Tr. 450-98. ALJ Haack
issued an unfavorable decision on April 24, 2008, finding Reynolds not disabled
at any time from May 1, 1990, the alleged onset date, through March 31, 1998,
the DIL. Tr. 384-96. The Appeals Council declined to assume jurisdiction over
Reynolds' request for review. Tr. 371-73. Thus, ALJ Haack's April 24, 2008
decision is a final decision of the Commissioner. 20 CFR § 404.984(a).
BACKGROUND
Reynolds was born in 1953. Tr. 22. He completed high school, earned a bachelor's
degree in architecture in 1976, and has past relevant work as an architect. Tr.
65, 70-71.
Reynolds alleges that he became unable to work on May 1, 1990, due to the
debilitating effects of multiple sclerosis ("MS"). Tr. 53, 187. When his father
died in 1989, Reynolds was living in southern California and working for an
architecture firm in Long Beach. Tr. 59, 71. Shortly thereafter, his mother,
Barbara Reynolds, was diagnosed with cancer. Reynolds moved back to Oregon in
1990 and "provided the muscle" in the household. Tr. 351.
Reynolds last earned gainful wages in 1990, but continued to perform some
architectural work through 1997. Tr. 58, 95. He worked on one project per year
for a couple of months during 1990, 1992, 1994, 1995, and 1997. Those projects
involved intermittently preparing some "pretty simple drawings" for the company
one of his brothers worked for, but Reynolds discontinued that work entirely in
1997. Tr. 62, 64, 76, 80, 355, 488-89.
DISABILITY ANALYSIS
In construing an initial disability determination, the Commissioner engages in a
sequential process encompassing between one and five steps. 20 CFR § 404.1520;
Bowen v. Yuckert, 482 US 137, 140 (1987).
At step one, the ALJ determines if the claimant is performing substantial
gainful activity. If so, the claimant is not disabled. 20 CFR § 404.1520(a)(4)(i).
At step two, the ALJ determines if the claimant has "a severe medically
determinable physical or mental impairment" that meets the 12-month durational
requirement. 20 CFR § 404.1520(a)(4)(ii). Absent a severe impairment, the
claimant is not disabled. Id.
At step three, the ALJ determines whether the severe impairment meets or equals
an impairment "listed" in the regulations. 20 CFR § 404.1520(a)(4)(iii); 20 CFR
Pt. 404, Subpt. P, App. 1 (Listing of Impairments). If the impairment is
determined to meet or equal a listed impairment, then the claimant is disabled.
If adjudication proceeds beyond step three, the ALJ must first evaluate medical
and other relevant evidence in assessing the claimant's residual functional
capacity ("RFC"). The claimant's RFC is an assessment of work-related activities
the claimant may still perform on a regular and continuing basis, despite the
limitations imposed by his or her impairments. 20 CFR § 404.1520(e); Social
Security Ruling ("SSR") 96-8p, 1996 WL 374184 (July 2, 1996).
At step four, the ALJ uses the RFC to determine if the claimant can perform past
relevant work. If the claimant cannot perform past relevant work, then at step
five, the ALJ must determine if the claimant can perform other work in the
national economy. Yuckert, 482 US at 142; Tackett v. Apfel, 180 F3d 1094, 1099
(9th Cir 1999); 20 CFR § 404.1520(a)(4)(v).
The initial burden of establishing disability rests upon the claimant. Tackett,
180 F3d at 1098. If the process reaches step five, the burden shifts to the
Commissioner to show that jobs exist in the national economy within the
claimant's RFC. Id. If the Commissioner meets this burden, then the claimant is
not disabled. 20 CFR § 404.1566.
ALJ'S FINDINGS
At step one, the ALJ concluded that Reynolds did not engage in any substantial
gainful activity between the alleged onset date of his disability on May 1,
1990, and his DIL of March 31, 1998. Tr. 389. At step two, the ALJ determined
that Reynolds suffers from the severe impairments of MS and hepatitis. Id.
At step three, the ALJ concluded that Reynolds did not have an impairment or
combination of impairments that meets or equals any of the listed impairments.
Id. The ALJ decided that Reynolds had the RFC to: (1) sit 8 hours out of an 8
hour day, two hours at a time, with normal breaks; (2) stand 2 hours out of an 8
hour day, 30 minutes at a time; (3) walk one mile; and (4) lift 10 pounds
frequently and 20 pounds occasionally. Tr. 390. The ALJ also found Reynolds
limited to only occasional postural activities and routine, repetitive work, and
needed to avoid: (1) climbing stairs, ladders, scaffolds, ramps and ropes; (2)
exposure to unprotected heights, vibration, hazards, dangerous machinery, and
extreme heat and cold; and (3) work with the general public, jobs requiring
teamwork to complete projects, and jobs requiring close supervision. Id.
At step four, the ALJ found that Reynolds was unable to perform any of his past
relevant work and the full range of light work. Tr. 395. However, based on the
VE's testimony, the ALJ concluded that Reynolds could perform other work that
exists in significant numbers in the national economy as a packing checker (DOT
222.687.030, unskilled, light duty, SVP 2), price marker (DOT 209.587.034,
unskilled, light duty, SVP 2), table worker (DOT 706.684.042, unskilled,
sedentary, SVP 2), assembler (DOT 734.687.018, unskilled, sedentary, SVP2), and
optical goods worker DOT 731.684.038, unskilled, sedentary, SVP 2). Tr. 395-96,
493-94. Accordingly, the ALJ concluded that Reynolds was not disabled prior to
March 31, 2008, and therefore was not entitled to DIB.
STANDARD OF REVIEW
The reviewing court must affirm the Commissioner's decision if the Commissioner
applied proper legal standards and the findings are supported by substantial
evidence in the record. 42 USC § 405(g); Batson v. Comm'r of Soc. Sec. Admin.,
359 F3d 1190, 1193 (9th Cir2004). This court must weigh the evidence that
supports and detracts from the ALJ's conclusion. Lingenfelter v. Astrue, 504 F3d
1028, 1035 (9th Cir 2007), citing Reddick v. Chater, 157 F3d 715, 720 (9th Cir
1998). The reviewing court may not substitute its judgment for that of the
Commissioner. Id, citing Robbins v. Soc. Sec. Admin., 466 F3d 880, 882 (9th Cir
2006); see also Edlund v. Massanari, 253 F3d 1152, 1156 (9th Cir 2001). Variable
interpretations of the evidence are insignificant if the Commissioner's
interpretation is a rational reading. Lingenfelter, 504 F3d at 1035; Batson, 359
F3d at 1193.
DISCUSSION
I. Context of the Disputed Evidence
No medical records support the conclusion that Reynolds was suffering from the
symptoms of MS in 1990. The earliest medical charts in the record date from
early July 1994, when Reynolds -- after two decades of not seeing a doctor --
sought medical care for an arm that "suddenly felt heavy" and four days of left
side weakness. Tr. 221-22. At that time, he reported "subtle" left upper
extremity changes and decreased dexterity. Id. He also reported intermittent
"slurred speech" and "chronic fatigue" for the preceding two years. Id. His
mother accompanied Reynolds to the medical appointment and reported speech
changes in which Reynolds became "tongue tied" and "stumbles on words." Id. The
examining doctor's assessment was "?? MS Presentation" (Tr. 220) and apparently
ordered a lumbar puncture which took place on July 19, 1994. Tr. 220, 223-24.
The ALJ acknowledged that Reynolds' "[t]reatment records reflect some symptoms
resulting in work-related limitations prior to [his] date last insured." Tr.
390. Reynolds' treating neurologist, Gregory L. Clark, M.D., opined that
Reynolds was "already disabled" as of December 14, 2000, due to cognitive
limitations. Tr. 142. This opinion is shared by the IME, Dr. Rullman, who
testified at the December 14, 2007 hearing, that there was no "question at all
that Mr. Reynolds [was] dysfunctional from [MS]" by December 14, 2000. Tr. 472;
see also Tr. 354. The issue in this case is whether that acknowledged disability
existed 17 months earlier when Reynolds' insured status expired on March 31,
1998.
Reynolds asserts that he was incapable of gainful employment on or before March
31, 1998, as a result of three primary symptoms caused by his MS, namely
dementia, fatigue, and irritability. He asserts that the Commissioner improperly
failed to account for evidence of those symptoms in the record prior to his DIL.
As discussed below, the evidence on which Reynolds relies comes primarily from
two sources, namely the testimony of his brother and chart notes of a nurse in
Dr. Clark's office.
Reynolds' symptomatic picture is somewhat complicated by the convergence of
several factors. First, Reynolds' MS resulted in primarily cognitive, rather
than physical, limitations. The record supports the IME's opinion that Reynolds
remained "physically quite functional" well after his DIL and that his MS was a
"bit unusual in the sense that it seems to primarily affect his cognitive
ability." Tr. 456-57.
Second, for several years after he began experiencing MS-related symptoms and
several years prior to his DIL, Reynolds lived with his mother who provided a
full range of support for him. Tr. 48, 299. That living situation appears to
have been initially prompted by Mrs. Reynolds' need for assistance getting to
and from her own chemotherapy appointments. However, it is clear that Mrs.
Reynolds later assumed caretaking functions for Reynolds. At some juncture,
Reynolds became "near-completely dependent upon the care of his mother and
[later] of his brothers." Tr. 299; see also Tr. 89-91,
Third, Reynolds repeatedly attempted to continue to function in his chosen
occupation, visited his treating neurologist only annually, and went to great
lengths to keep the details concerning his disability under wraps. Reynolds
apparently kept an active license to practice architecture even after ceasing
architectural work. However, in 2001, the Board of Architect Examiners refused
to allow Reynolds a hardship exemption from the continuing education
requirements based solely on the statement that he has MS. Tr. 137-38. He balked
at providing additional information, explaining that if he wanted other people
to know about his condition, he would have told them himself. Tr. 137. This
"unwillingness or inability on [Reynolds'] part . . . to disclose personal
information" was also reflected in later neuropsychological testing. Tr. 321.
The net result of the convergence of these factors is a relatively sparse record
concerning the functional limitations imposed on Reynolds as the result of MS
prior to March 31, 1998. However, the available evidence, when properly credited
and considered in light of later neuropsychological testing and VE testimony,
unequivocally points to the conclusion that Reynolds was disabled prior to the
expiration of his insured status on March 31, 1998.
II. Chart Notes and Testimony of Allen Reynolds
The medical records contain references to Reynolds' dementia ("memory
problems"), fatigue, and irritability. These symptoms also are supported by the
testimony of Allen Reynolds. Those records and testimony are critical to
evaluating the significance of later neuropsychological evaluations performed in
2004 and 2005 and the VE testimony at the administrative hearings. As explained
below, the ALJ did not properly account for that evidence in determining
Reynolds' RFC.
A. Evidence
1. March 27, 1998 Chart Notes
The chart notes at issue were written by Judy Johnson, a nurse who worked with
Reynolds' treating neurologist, Dr. Clark. During the course of an annual
examination on March 27, 1998, a few days before the DIL, Nurse Johnson noted
the following symptoms:
(1) "Fatigue: Does not feel refreshed by nights sleep. Fatigue sets in by noon.
Takes nap. Limits ADL's due to no energy, no ambition;" (2) "Depression: . . .
More irritable/angry lately. Stopped working because of feeling down about life.
Difficulty with concentration;" (3) "Cognitive: Sluggish memory." Tr. 162-63.
2. Allen Reynolds' Testimony
Reynolds' primary contact and caretaker in the mid-1990s was his mother who
passed away over two years before the first administrative hearing. Tr. 41.
Reynolds' extended relatives all live in England, and he never married and has
no children. Tr. 293. Additionally, Reynolds' father apparently also suffered
from MS. Reynolds' two brothers, who watched their father's condition
deteriorate over the years, were reluctant to discuss and deal with Reynolds'
condition. Tr. 142. With their mother gone and Reynolds suffering from
MS-related dementia, the most significant evidence concerning the functional
limitations imposed by Reynolds' symptoms came from his brother, Allen Reynolds,
who testified at both administrative hearings.
According to Allen Reynolds, by 1996 or 1997 Reynolds had started napping
"constantly" during the day, and his day basically consisted of "getting up in
the morning, reading the paper, puttering around for an hour or two and then
having lunch and taking a nap." Tr. 356-58. Reynolds sat for the vast majority
of the three or four hours of Allen Reynolds' visits, while Allen Reynolds or
his son would mow the yard and perform odd jobs around the house. Tr. 362-63.
B. Legal Standards
Although closely involved in Reynolds' medical encounters, Nurse Johnson is not
considered an "acceptable medical source," but instead is considered an "other
source" under the relevant regulations. 20 CFR § 404.1513(d)(1); see also SSR
06-03p, 2006 WL 2329939 (August 9, 2006). In order to disregard testimony from
an "other source," including testimony by nurse practitioners involved in the
claimant's treatment, 20 CFR § 404.1530(d)(1), and family members who are
involved in the claimant's care or who have an opportunity to observe a
claimant's functional abilities and restrictions, 20 CFR 404.1513(d)(4), the ALJ
must provide reasons that are both "germane" and "specific." Turner v. Comm'r of
Social Sec., 613 F3d 1217, 1223-24 (9th Cir 2010); Bruce v. Astrue, 557 F3d
1113, 1115 (9th Cir 2009).
When an ALJ rejects the testimony of a lay witness, the ALJ must give reasons
that are germane to the witness. Nguyen v. Chater, 100 F3d 1462, 1467 (9th Cir
1996); see also Regennitter v. Comm'r, 166 F3d 1294, 1298 (9th Cir 1999).
C. Analysis
The Commissioner contends that the ALJ adequately rejected Nurse Johnson's March
27, 1998 chart note. In particular, the Commissioner points out that Reynolds
completed a screening inventory that indicated that he was asymptomatic for
signs of depression and that Nurse Johnson sent him information concerning
memory loss in individuals over age 40 and did not refer him on for further
evaluation. Several difficulties are inherent in this line of reasoning.
First, it provides no reason at all to
reject the chart note to the extent it discusses Reynolds' problems with
fatigue. Second, as noted by Dr. Rullman, little or no conclusion can be drawn
from the observation that "individuals in their 40's wonder about their memory
at times." Tr. 460. Finally, it fails to account for the undisputed evidence
that Reynolds was, at that time, in a living situation that largely insulated
him from outside stressors. The Commissioner is required to consider a
claimant's ability to function outside of highly structured or supportive
settings which tend to control or attenuate a claimant's symptoms, including
structured and supportive home environments. 20 CFR Pt. 404, Subpt. P, App. 1 §
12.00(F). It is undisputed that Reynolds was dependent on his mother for
support, including emotional and financial support. Mrs. Reynolds prepared meals
and did the housework (Tr. 90), handled the household money (Tr. 91), did the
household shopping (id), helped Reynolds take his medications and injections
(Tr. 89), and intervened when Reynolds would experience fits of irritation or
agitation (Tr. 365). Despite that support, his brother testified to a
significant impairment in Reynolds' ability to cope with the minimal stressors
placed on him as early as 1996 and 1997. The ALJ did not properly reject that
testimony which provides the context for the chart notes entered by Nurse
Johnson.
The ALJ found Allen Reynolds' testimony to be of "little assistance" in
assessing Reynolds' functioning on and prior to his DIL due to "minimal contact"
between the brothers during that time period. Tr. 394. However, Allen Reynolds
testified that during 1996 and 1997, he visited Reynolds and their mother on
weekends and holidays and stayed in constant contact by telephone, talking with
their mother three or four times a week. Tr. 355, 358.
This testimony is
unrefuted and directly contradicts the Dan R. Hyatt's "conclusion" concerning
Allen Reynolds' ability to observe Reynolds' functioning during the relevant
time period. Accordingly, the ALJ's observation that Allen
Reynolds had only "minimal contact" with Reynolds during the relevant time
period is not supported by substantial
evidence in the record. Because this is the only reason given by the ALJ for
discrediting Allen Reynolds' testimony, it was error to reject that testimony
concerning Reynolds' functional limitations.
III. Fatigue
The ALJ recognized that Reynolds "may have napped during the day," but asserted
that the "evidence does not suggest this was a medical necessity." Tr. 392.
Despite that misgiving, the ALJ purported to give the reports of fatigue "some
credence" in assessing Reynolds' RFC by including a limitation that Reynolds
could perform only "sedentary to light work with a sit/stand option." Tr. 392,
394. The conclusion both ignores evidence that Reynolds' fatigue is a symptom
associated with his MS diagnosis and fails to incorporate the limitations
actually supported by the testimony.
References to chronic fatigue appear in the medical records as early as 1994 and
continue through Reynolds' last appointment prior to his DIL of March 31, 1998.
Reynolds reported fatigue during his earliest appointment with his neurologist,
Dr. Clark, on July 12, 1994, when Reynolds reported suffering from chronic
fatigue for about two years. Tr. 199-200. His fatigue was in fact one of the
reasons Dr. Clark suspected that Reynolds suffered from MS:
Patient presents with episode of slurred speech lasting two months ago under
stress, with recurrence under stress, and very subtle acute onset of left side
dysfunction. He has essentially [normal] neurological examination. The symptoms,
in conjunction with fatigue, would make the examiner possibly suspicious for MS,
although by the patient's own account the symptoms are quite subtle.
Tr. 200 (emphasis added).
Later medical chart notes also mention fatigue. Tr. 196 (9/25/1995 "some
fatigue"); 193 (3/7/96 "worsening of fatigue"). Dr. Clark clearly related
Reynolds' fatigue with his MS diagnosis, in direct contradiction to the ALJ's
unsupported conclusion that Reynolds' naps were not a medical necessity. Thus,
the ALJ erred by summarily concluding
that Reynolds' napping was not a medical necessity.
Nurse Johnson's notes indicate that Reynolds' fatigue was "chronic" and "sets in
by noon." Tr. 162. Similarly, Allen Reynolds testified that by 1997 Reynolds was
napping "constantly" and spent only a few hours "puttering around" after waking
up in the morning, eating lunch, and then taking a nap. Tr. 358. Nurse Johnson's
notes referencing fatigue that "sets in by noon" is entirely consistent with
Allen Reynolds' testimony. Despite that evidence, the ALJ included no limitation
in Reynolds' RFC that encompasses constant napping after lunch. Instead, the RFC
crafted by the ALJ envisions a worker who is able to: (1) sit 8 hours in an 8
hour day, two hours at a time with "normal" breaks; and (2) stand 2 hours out of
an 8 hour day, 30 minutes at a time.
Allen Reynolds' description of his brother's daily life in 1997 is in stark
contrast to that RFC. Constant napping after lunch due to fatigue can hardly be
described as a "normal" break in the context of competitive employment. To the
contrary, the VE testified unequivocally that Reynolds would be unemployable if
he required naps such as those described by his brother. Tr. 495.
IV. Dementia & Irritability
Although the evidence of fatigue and associated napping is dispositive,
Reynolds' other symptoms of MS-related dementia and irritability merit some
discussion. Both Nurse Johnson's chart note and Allen Reynolds' testimony
reference these symptoms. Nurse Johnson noted that Reynolds was more "irritable"
and "angry" and was experiencing a "sluggish" memory. Tr. 162-63. These notes
are consistent with contemporaneous observations by Allen Reynolds and later
neuropsychological testing.
1. Irritability/Anger
Allen Reynolds is eight years younger than Reynolds. Tr. 484-85. In April 2003,
he completed a form describing Reynolds as a "very patient person" when they
were growing up, "always [being] the person [he] could count on with help
concerning schoolwork, and later on with complicated household projects." Tr.
110. However, by 1996 or 1997 Reynolds began showing uncharacteristic
disinterest in family gatherings and starting to isolate. Tr. 365-66.
Consistent with Nurse Johnson's March 27, 1998 chart notes, Allen Reynolds
testified that by 1996 or 1997 his brother had become "irritable, agitated, and
more or less kind of belligerent concerning things." Tr. 358. He would become
very agitated when "simple tasks" did not go as planned. Tr. 364. Minor problems
such as not being able to find a household item in the garage would cause
Reynolds to "start flinging things around." Tr. 365. Their mother "very often"
had to intervene to pacify Reynolds and mediate the situation. Id.
The ALJ incorporated a restriction that Reynolds was unable to perform jobs
requiring him to work with the general public, engage in teamwork, or work under
close supervision. Nevertheless, the VE testified that unpredictable "overt
expression" of feelings of frustration and anger would render it "unlikely" that
an individual could sustain competitive employment.
Tr. 368.
2. Dementia/Memory Problems
Nurse Johnson's chart notes and Allen Reynolds' testimony also support Reynolds'
assertion that he was suffering from MS-related dementia by his DIL. Nurse
Johnson noted that Reynolds was experiencing a "sluggish" memory. Tr. 162. No
formal testing was done at that time. However, Allen Reynolds testified that,
although his brother could still drive and follow the rules of the road, he
would take "strange routes to get from one location to the other," missing turns
and taking long routes when running errands with his mother. Tr. 363-64. This
information, in and of itself, is not particularly illuminating. However, later
neuropsychological testing indicates that Reynolds was experiencing MS-related
dementia by early 1998, that the progression of his symptoms was relatively
slow, but that by the 2005, he was at the "Borderline" or "Extremely Low" range
on multiple measures of cognitive functioning.
James E. Bryan, Ph.D., performed a neuropsychological evaluation on Reynolds on
September 1, 2004. Tr. 290-300. After noting that Reynolds' "only associated
neurological condition" is MS, and that his "neurological functioning has shown
continued gradual decline for many years," Dr. Bryan diagnosed dementia on the
basis of "impairment of adaptive functioning, memory impairment, and other
cognitive deficits, particularly involving executive reasoning and planning."
Tr. 299. He concluded that Reynolds' "condition has progressed mildly, although
not significantly" since March 1998 and that Reynolds was "likely at a level of
early dementia" as of March 1998. Id.
A year later, Reynolds underwent another neuropsychological evaluation by Katie
Ugolini, Ph.D., a licensed psychologist. Tr. 313-37. Consistent with Dr. Bryan's
findings that Reynolds was experiencing a slow progression of MS symptoms, Dr.
Ugolini found a decline in testing performance during the previous year. Tr.
322. She concluded found that Reynolds was functioning in the "Borderline" range
on tasks involving working memory and in the "Extremely Low" range on tasks
involving processing speed. Id. He also scored in the "Borderline to Extremely
Low" range on most tasks of attention/concentration and memory. Id.
The ALJ found Reynolds limited to "routine, repetitive work." However, even for
such jobs, the VE testified that a requirement that a memory impairment which
"might require redirection of procedures after a weekend" would be "quite a
barrier" to employment at those jobs. Tr. 498.
V. Remand
After finding that the ALJ erred, this court has discretion whether to remand
for an immediate award of benefits or for further proceedings. Harman v. Apfel,
211 F3d 1172, 1178 (9th Cir), cert denied, 531 US 1038 (2000). A
remand for an award of benefits is appropriate when no useful purpose would be
served by further administrative proceedings because the record has been fully
developed and the evidence is not sufficient to support the Commissioner's
decision, and it is clear from the record the ALJ would be required to award
benefits. Holohan v. Massanari, 246 F3d 1195, 1210 (9th Cir 2001).
In this case, the record is clear that if the evidence concerning the
restrictions imposed by Reynolds' fatigue were properly credited,
Reynolds would be found disabled.
The VE testified that individuals who suffer from chronic fatigue precluding
task completion after noon are not competitively employable. In addition, the
testimony concerning Reynolds' MS-related dementia and irritability, including
the findings of Drs. Bryan and Ugolini, supports Reynolds' contention that he
was not competitively employable by early 1998. Allen Reynolds' testimony and
Nurse Johnson's chart notes just before Reynolds' DIL indicate that Reynolds was
suffering from ongoing memory problems and behavioral outbursts related to his
difficulties with irritation and anger. Both Drs. Bryan and Ugolini found that
Reynolds' progressive MS symptoms were slowly chipping away at his cognitive
skills. Those symptoms were present in early 1998 and left Reynolds in the
Extremely Low or Borderline range in a number of cognitive areas by 2005. VE
testimony indicates that these behavioral and cognitive issues would interfere
with competitive employment. Tr. 368, 497-98. Thus, even without considering the
other issues identified by Reynolds' attorney regarding the jobs identified by
the VE, such as the reasoning level and the effect of any residual manipulative
limitations, the fully credited testimony by Allen Reynolds combined with the
opinions of Drs. Bryan and Ugolini establish that Reynolds was not competitively
employable as of 1996 or 1997. Accordingly, no additional investigation or
explanation of the record is needed.
ORDER
For the reasons stated above, the Commissioner's decision is REVERSED and
REMANDED pursuant to Sentence Four of 42 USC § 405(g) for the immediate
calculation and award of benefits.
DATED this 3rd day of March, 2011.
Janice M. Stewart United States Magistrate Judge
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Opinion Footnotes
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*fn1 Regardless of the onset date, Reynolds is not eligible for DIB for any
month preceding March 2002, 12 months before his application. 20 CFR § 404.621.
*fn2 Citations are to the page(s) indicated in the official transcript of
record filed on July 28, 2010 (docket #9).
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